AverTrust Wealth LLC believes your confidential
information is very valuable.
At AverTrust Wealth LLC, protecting client privacy and confidentiality is critical. Financial matters are extremely private and sensitive in nature. We are committed to protecting your personal financial information at all times, while diligently seeking to continue to bring you valuable products and services.
The personal financial information we collect directly from you includes information required to communicate with you and to assist us in effectively addressing your financial needs, as well as to operate prudently in complying with the legal and regulatory requirements imposed by federal and state regulations.
Information We Collect
We collect, retain and use information that assists us in providing the best service possible. This information comes from the following sources:
• Account applications and other required forms
• Written, oral, electronic or telephonic communications
• Account and transaction histories with us, our affiliates, or others
This could include the following types of information:
• Your name and address
• Social Security Number
• Investment objectives and experience
• Financial circumstances
• Account balance and account transactions
How Information is Used and Disclosed
We use information to provide our asset management services to you, such as managing your investment account or providing financial advisory services.
We may disclose this information to third parties as permitted by law and/or by
you, including outside broker-dealers, money managers, custodians, administrators, transfer agents, accountants or attorneys who we need to use or hire to provide our services to you. From time to time, we must give information about our business to regulatory authorities. This may include personal information about you.
We do not sell your personal information to anyone.
How Information Is Safeguarded
We restrict access to nonpublic personal information about you to those employees, affiliates, and service providers who need to know that information to provide our products or services to you. These entities are also expected to limit the use of the information provided to the purposes for which it was disclosed and as permitted by law.
If you decide to close an account(s) or become an inactive client, we will adhere to the privacy policies and practices as described in this notice.
We maintain physical security and electronic password safeguards to protect your nonpublic personal information.
How to Obtain More Information
Please contact Eudora Adolph at 248-465-9355 for more information.
Revised February 2011